Daniel J. Gallina

INTEGRATED FINANCIAL PLANNING SERVICES

Heidelberg, 69117

Some features on this profile are disabled

CRD#: 2540190

Professional summary

Daniel Joseph Gallina is a registered financial professional currently at INTEGRATED FINANCIAL PLANNING SERVICES .

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Joseph Gallina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2020 - Present

INTEGRATED FINANCIAL PLANNING SERVICES

Office #1: Karlstrasse 20, Heidelberg 69117

RIA

CRD#: 17935

Heidelberg,

Past

March 9, 2018 - February 5, 2020

INTEGRATED FINANCIAL PLANNING SERVICES

CRD#: 17935

HEIDELBERG,

Past

June 18, 2008 - April 4, 2016

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

February 3, 2005 - June 3, 2008

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

October 9, 2000 - February 7, 2005

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

March 25, 1996 - May 23, 1996

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRATED FINANCIAL PLANNING SERVICES

BARRY E. SWANSON, CFP | SWANSON, BARRY EARNEST | INTEGRATED FINANCIAL PLANNING SERVICES | IFPS

CRD#: 17935 / SEC#: 801-132001, 8-35120

RIA

Registered Investment Advisory firm - SEC (3/5/2025 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/7/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INTEGRATED FINANCIAL PLANNING SERVICES

BARRY E. SWANSON, CFP | SWANSON, BARRY EARNEST | INTEGRATED FINANCIAL PLANNING SERVICES | IFPS

CRD#: 17935 / SEC#: 801-132001, 8-35120

RIA

Registered Investment Advisory firm - SEC (3/5/2025 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Karlstrasse 20, Heidelberg 69117

Mailing Address

Karlstrasse 20, Heidelberg 69117 69117

Phone number

011496221-23597

Established

Nevada since 10/29/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

INTEGRATED FINANCIAL PLANNING SERVICES 20250404 (4/4/2025)

INTEGRATED FINANCIAL PLANNING SERVICES 20250121 (1/21/2025)

ADV PART 2A (2/5/2020)

Direct owners and executive officers

Name	Position	CRD#
THE ESTATE OF BARRY E. SWANSON	OWNER
CUOMO, KATHY POIST	FINANCIAL & OPERATIONS PRINCIPAL	4877600
HUNTINGTON-SELL, MARCIA OLIVIA	CHIEF COMPLIANCE OFFICER	5534414
KINKADE, GLENN ALAN	CHIEF EXECUTIVE OFFICER	2124318
KINKADE, LYNNE ELAINE	SECRETARY	5074259
KINKADE, LYNNE ELAINE	ESTATE EXECUTOR	5074259

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Emerlyn Gopez

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. Gallina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Joseph Gallina's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED FINANCIAL PLANNING SERVICES

CAPITAL BROKERAGE CORPORATION

EVERLAKE DISTRIBUTORS, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

INTEGRATED FINANCIAL PLANNING SERVICES

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2001

SIE

Date: 10/1/2018

Series 7

Date: 1/20/2006

Series 6

Date: 10/7/2000

FINRA

Current Firm

INTEGRATED FINANCIAL PLANNING SERVICES

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTEGRATED FINANCIAL PLANNING SERVICES

TRUST BUT VERIFY

Similar Advisors