Patricia J. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Jeanne Scott, who also goes by Patricia Jeanne Searson, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1994. Patricia had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 1999 - September 30, 2015
PROTECTED INVESTORS OF AMERICA
April 30, 1999 - September 30, 2015
PROTECTED INVESTORS OF AMERICA
February 7, 1996 - April 30, 1999
SECURITIES AMERICA, INC.
October 13, 1994 - February 22, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 13, 1994 - February 22, 1996
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROTECTED INVESTORS OF AMERICA
CRD#: 6082 / SEC#: 801-10299, 8-218
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARMSTEAD FAMILY TRUST UA DTD | SHAREHOLDER | |
| ARMSTEAD, JOHN THOMAS | CHAIRMAN | 1048109 |
| BUCHFINCK, RITA KAY | SHAREHOLDER | 869008 |
| DREIZLER FAMILY TRUST | SHAREHOLDER | |
| FORD, IRVING MARTYN | SHAREHOLDER | 211057 |
| KOBE FAMILY TRUST (DATED 11-22-2004) | SHAREHOLDER | |
| NASSTROM TRUST | SHAREHOLDER | |
| ARMSTEAD, JOHN THOMAS | TRUSTEE OF ARMSTEAD FAMILY TRUST UA DTD | 1048109 |
| CALVELLI, MICHAEL J | DIRECTOR | 1237708 |
| DREIZLER, ROBERT LAURIE | TRUSTEE OF DREIZLER FAMILY TRUST | 867308 |
| DREIZLER, SONYA BROOKE | PRESIDENT / CEO / FINOP | 4754721 |
| JOHNSON, HEIDI ANN | CHIEF COMPLIANCE OFFICER | 2443764 |
| KOBE, DAVID HOWARD | TRUSTEE OF KOBE FAMILY TRUST (DATED 11-22-2004) | |
| KOBE, DAVID HOWARD | DIRECTOR/TREASURER | 1052144 |
| NASSTROM, SHARON SOLOMON | DIRECTOR/SECRETARY | 2898387 |
| NASSTROM, SHARON SOLOMON | TRUSTEE OF NASSTROM TRUST | 2898387 |
| RUST, MARGARET RUBEY | DIRECTOR | 2282941 |
| TUEMMLER, LISA DENISE | DIRECTOR | 4642373 |
Disclosures
| Regulatory Event | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
