Steven A. Tulip
Professional summary
Steven Andrew Tulip is a registered financial professional currently at CAPITAL ONE SECURITIES, INC. located in New York, New York and KIPPSDESANTO & COMPANY located in Mclean, Virginia.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Andrew Tulip's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2013 - Present
CAPITAL ONE SECURITIES, INC.
Office #1: 299 Park Avenue 28th Floor, New York, NY 10171March 9, 2022 - Present
KIPPSDESANTO & COMPANY
Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102March 9, 2022 - Present
TRIPLETREE, LLC
Office #1: 8200 Normandale Lake Blvd 7th Floor, Minneapolis, MN 55437October 1, 2007 - July 20, 2012
GOLDMAN SACHS & CO. LLC
January 3, 2001 - September 27, 2007
J.P. MORGAN SECURITIES INC.
December 23, 1994 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(11/19/2013)
(3/9/2022)
(11/19/2013)
(3/9/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
TRIPLETREE, LLC
CRD#: 42820 / SEC#: , 8-50015
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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