Timothy Wallender

WALLENDER, TIMOTHY JOSEPH

Manhattan Beach, CA 90266

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CRD#: 2539920

Professional summary

Timothy Wallender, CFP® is a registered financial advisor currently at WALLENDER, TIMOTHY JOSEPH located in Manhattan Beach, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Timothy has worked at 1 firm and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Not Investment-related Wallender & Associates - President Aerospace Project Management Consulting Company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wallender's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

June 22, 2021 - Present

WALLENDER, TIMOTHY JOSEPH

Office #1: 1129 Highland Ave #203, Manhattan Beach, CA 90266

RIA

CRD#: 138301

Manhattan Beach, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALLENDER, TIMOTHY JOSEPH

CRD#: 138301 / SEC#: 801-131292

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

California

Registered Investment Advisory firm - (6/11/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 9/2/1994

Non-Member General Securities Examination

Current Firm

WALLENDER, TIMOTHY JOSEPH

CRD#: 138301 / SEC#: 801-131292

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

California

Registered Investment Advisory firm - (6/11/2025 Terminated)

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Contact information

Main Address

1129 Highland Ave #203, Manhattan Beach, CA 90266

Mailing Address

Phone number

(310) 318-3255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TIMOTHY JOSEPH WALLENDER ADV PART 2 - 11/24/2024 (11/26/2024)

TIMOTHY JOSEPH WALLENDER ADV PART 2 - 12/31/2023 (2/14/2024)

Regulatory assets under management

Total Number of Accounts	295
AUM (Assets Under Management)	$ 114,880,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy Wallender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wallender's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLENDER, TIMOTHY JOSEPH

Primary Firm SEC Registration

WALLENDER, TIMOTHY JOSEPH

State Registrations and Notice Filings

Exams

Series 2

Date: 9/2/1994

Current Firm

WALLENDER, TIMOTHY JOSEPH

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALLENDER, TIMOTHY JOSEPH

TRUST BUT VERIFY

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