Daniel F. Hilken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Frederick Hilken was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 27, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2017 - February 26, 2021
TCFG WEALTH MANAGEMENT, LLC
January 3, 2011 - July 14, 2015
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - July 14, 2015
WELLS FARGO CLEARING SERVICES, LLC
April 23, 2004 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 11, 1994 - May 2, 2001
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/19/2024
Operations Professional ExaminationCurrent Firm
TCFG WEALTH MANAGEMENT, LLC
CRD#: 164153 / SEC#: , 8-69089
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
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