Samuel J. Jensen
Professional summary
Samuel James Jensen is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1994. Samuel has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel James Jensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 15, 2015 - May 31, 2018
CHESTERBROOK CAPITAL
March 6, 2002 - August 22, 2003
VILLANOVA SECURITIES LLC
August 12, 1997 - April 19, 2000
GOLDMAN SACHS & CO. LLC
January 13, 1997 - July 14, 1997
FIDELITY BROKERAGE SERVICES LLC
November 2, 1994 - December 31, 1996
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2021)
(5/15/2020)
(5/15/2020)
(5/15/2020)
(10/14/2019)
(5/15/2020)
(5/12/2022)
(5/15/2020)
(1/14/2022)
(10/14/2019)
(8/4/2021)
(11/13/2020)
(1/14/2022)
(5/15/2020)
(10/14/2019)
(6/8/2023)
(1/18/2022)
(10/14/2019)
(5/15/2020)
(10/14/2019)
(5/12/2022)
(10/14/2019)
(8/4/2021)
(8/4/2021)
(9/17/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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