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EC

Eugene J. Cordano

Some features on this profile are disabled
CRD#: 2539049
EC

Professional summary

Eugene Joseph Cordano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Eugene is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Eugene had worked at 6 firms, which includes MAY DAVIS GROUP INC., EURO-ATLANTIC SECURITIES INC., VISION INVESTMENT GROUP INC., BEACON SECURITIES INC., LCP CAPITAL CORP., A.S. GOLDMEN & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 8, 1997 - May 8, 1997

MAY, DAVIS GROUP INC.

BD
CRD#: 35622
NEW YORK, NY
Past

February 5, 1996 - October 11, 1996

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

November 20, 1995 - July 17, 1996

VISION INVESTMENT GROUP, INC.

BD
CRD#: 28135
Past

March 29, 1995 - January 23, 1996

BEACON SECURITIES, INC.

BD
CRD#: 15300
NEW YORK, NY
Past

March 1, 1995 - June 30, 1995

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

February 3, 1995 - April 13, 1995

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY
Past

October 11, 1994 - January 12, 1995

A.S. GOLDMEN & CO., INC.

BD
CRD#: 23180
RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/14/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/16/1996
General Securities Principal Examination

Current Firm

MD
MAY, DAVIS GROUP INC.
MAY, DAVIS GROUP INC. | MAY, DAVIS GROUP L.P.

CRD#: 35622 / SEC#: , 8-46850

BD
Terminated by SEC on 06/02/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/05/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DAVIS, KEVIN EDWARDPRESIDENT / FIN OP1643435
MAY, OWEN ARTHURCEO,1404710
JACOBS, MICHAEL GLENNV.P.2245042
SCHULTZ, LYNN GORDONCOO, CCO1052349

Disclosures

Regulatory Event13
Arbitration5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAY, DAVIS GROUP INC.

CRD#: 35622

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