Alexander R. Robarts
Professional summary
Alexander Reid Robarts is a registered financial professional currently at FREDERICKS MICHAEL SECURITIES, INC. located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1994. Alexander has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Reid Robarts's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2023 - Present
FREDERICKS MICHAEL SECURITIES, INC.
Office #1: 430 Park Avenue 8th Floor, New York, NY 10022August 18, 2020 - September 22, 2023
SAFRA SECURITIES LLC
May 1, 2012 - November 13, 2019
CITIGROUP GLOBAL MARKETS INC.
October 12, 1995 - December 16, 2011
SANTANDER INVESTMENT SECURITIES INC.
October 4, 1994 - March 15, 1995
BBVA INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(12/12/2023)
Exams
FINRA
Current Firm
FREDERICKS MICHAEL SECURITIES, INC.
CRD#: 46725 / SEC#: , 8-51512
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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