DN
Dean R. Novin
CENTAURUS FINANCIAL
Marlton, NJ 08053
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CRD#: 2538807
DN
Professional summary
Dean Robert Novin is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Marlton, New Jersey.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Dean has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DRN FINANCIAL SOLUTIONS, L.L.C POSITION: Owner NATURE: LLC for branding purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 35 START DATE: 09/01/2017 ADDRESS: 2001 Lincoln Drive West, Suite A, Marlton NJ 08053, United States DESCRIPTION: LLC for branding purposes only.
CRS (Client Relationship Summary) - RIA
Click below to view Dean Robert Novin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dean Robert Novin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2019 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2001 Lincoln Drive West Suite A, Marlton, NJ 08053RIA
BD
CRD#: 30833
Marlton, NJ
Current
December 11, 2019 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2001 Lincoln Drive West Suite A, Marlton, NJ 08053RIA
BD
CRD#: 30833
Marlton, NJ
Past
September 20, 2019 - December 12, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MARLTON, NJ
Past
October 3, 2017 - December 12, 2019
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MARLTON, NJ
Past
October 2, 2017 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
MARLTON, NJ
Past
June 17, 2009 - October 3, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
CONSHOHOCKEN, PA
Past
June 17, 2009 - October 3, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
CONSHOHOCKEN, PA
Past
September 5, 2005 - July 13, 2009
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
MARLTON, NJ
Past
October 28, 1994 - July 13, 2009
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
MARLTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(10/29/2025)
RR
Delaware(12/11/2019)
IAR
Delaware(2/3/2021)
RR
Florida(12/11/2019)
IAR
Florida(12/12/2019)
RR
New Jersey(12/11/2019)
IAR
New Jersey(12/12/2019)
RR
New Mexico(12/11/2019)
IAR
New Mexico(12/12/2019)
RR
New York(12/11/2019)
RR
Pennsylvania(12/11/2019)
IAR
Pennsylvania(12/12/2019)
RR
Virginia(12/11/2019)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
