Timothy M. Malay
Professional summary
Timothy Michael Malay is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York and G.RESEARCH, LLC located in Rye, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Michael Malay's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2011 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580May 21, 2021 - Present
G.RESEARCH, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435April 24, 1995 - December 31, 2019
G.RESEARCH, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2011)
(6/29/2015)
(6/18/2013)
(10/5/2015)
(3/27/2013)
(10/10/2011)
(12/1/2015)
(5/25/2021)
(12/13/2013)
(3/27/2013)
(5/9/2018)
Exams
FINRA
Current Firm
G.RESEARCH, LLC
CRD#: 7353 / SEC#: , 8-21373
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN GROUP HOLDING CO. | PARENT COMPANY/OWNER | |
| AMABILE, VINCENT M | PRESIDENT | 4356758 |
| FERNANDEZ, JOSEPH LOUIS | FINANCIAL AND OPERATIONS PRINCIPAL | 1968118 |
| GOLDMAN, DAVID MARC | ASSISTANT SECRETARY | 3191963 |
| GREENHAW, PAUL DANIEL | CHIEF COMPLIANCE OFFICER | 1820935 |
| MCGINITY, CORNELIUS VINCENT | OFFICE OF THE CHAIRMAN | 1706960 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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