Robert A. Noyes
Professional summary
Robert Adams Noyes, CFP® is a registered financial advisor currently at LAFAYETTE INVESTMENTS, INC. located in Ashton, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 1 firm and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Adams Noyes's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
May 15, 2002 - Present
LAFAYETTE INVESTMENTS, INC.
Office #1: 17830 New Hampshire Avenue Suite 201, Ashton, MD 20861December 21, 1994 - August 30, 2021
LAFAYETTE INVESTMENTS, INC.
Primary Firm SEC Registration
LAFAYETTE INVESTMENTS, INC.
CRD#: 22471 / SEC#: 801-32522, 8-39730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2002)
(9/26/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
LAFAYETTE INVESTMENTS, INC.
CRD#: 22471 / SEC#: 801-32522, 8-39730
Contact information
SEC notice filing (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DINN, SCOTT HATHAWAY | SHAREHOLDER/ DIRECTOR/ VP | 1528157 |
| HUGHES, MARK | SHAREHOLDER/ DIRECTOR/ VP | |
| JUDGE, LAWRENCE | SHAREHOLDER/PRES./ DIR./CO-CHIEF COMPLIANCE OFCR./PRIN. OPER. OFCR. | 1840145 |
| NOYES, ROBERT ADAMS | SHAREHOLDER/TREASURER/PRIN. FIN. OFFICER | 2538752 |
| KLINGER, RYAN MICHAEL | SHAREHOLDER | 4710932 |
| LAPRADE, LINDA ELIZABETH | SHAREHOLDER/CHIEF COMPLIANCE OFFICER | 2004482 |
Regulatory assets under management
| Total Number of Accounts | 587 |
| AUM (Assets Under Management) | $ 895,023,258 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
