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JM

Joseph John Meuse

CRD# 2538713·Registered 1994 - 2011
Barred: Joseph John Meuse was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Joseph John Meuse was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1994 - 2011. Joseph had worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CATO CAPITAL, LLC·CRD# 133142
BD
Washington, VA
February 4, 2010 - March 11, 2011
TRADEPRO SECURITIES, LLC.·CRD# 103781
BD
Washington, VA
April 3, 2007 - January 4, 2010
FDX CAPITAL LLC·CRD# 119302
BD
New York, NY
October 2, 2006 - July 9, 2007
BELMONT PARTNERS SECURITIES INC.·CRD# 30189
BD
Washington, VA
August 17, 2006 - February 6, 2009
FDX CAPITAL LLC·CRD# 119302
BD
New York City, NY
May 12, 2005 - September 6, 2006
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
November 1, 1994 - January 10, 1995

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Current Firm

CC
CATO CAPITAL, LLC

CATO CAPITAL, LLC

CRD#: 133142 / SEC#: 8-66689
BD
Terminated by SEC on 01/06/2015

Contact Information

Established

Connecticut since 06/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LAX, SOLOMON DMEMBER3023744
LINDENTHAL, HAROLD NMNMANAGING MEMBER, PRES, CCO., CORPORATE CFO1231111
FISCHER, KAREN ZILLIAFINANCIAL AND OPERATIONS PRINCIPAL/ CFO1708090

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2005About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1994About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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