James R. Stoutenborough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Ray Stoutenborough, CFP® was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1994. James had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
October 6, 2015 - April 5, 2025
PETROVIC FINANCIAL SERVICES
May 11, 2007 - March 16, 2016
WEAVER FINANCIAL
January 18, 2005 - March 3, 2006
WEAVER FINANCIAL
November 27, 2002 - August 7, 2003
AMERICAN CENTURY ADVISORY SERVICES, INC.
October 7, 2002 - November 8, 2002
AMERICAN CENTURY ADVISORY SERVICES, INC.
May 8, 2002 - July 18, 2003
AMERICAN CENTURY INVESTMENT SERVICES INC.
January 16, 1998 - July 18, 2003
AMERICAN CENTURY BROKERAGE, INC.
July 7, 1997 - February 25, 1998
AMERICAN CENTURY INVESTMENT SERVICES INC.
October 11, 1994 - September 27, 1995
IDS LIFE INSURANCE COMPANY
October 11, 1994 - September 27, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PETROVIC FINANCIAL SERVICES
CRD#: 273039 / SEC#: 801-101526
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 493 |
| AUM (Assets Under Management) | $ 203,505,075 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
