Robert J. Signorella
Professional summary
Robert John Signorella is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oakbrook Terrace, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Oakbrook Terrace, Illinois.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert John Signorella's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2006 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1 South 280 Summit Avenue Suite B-4, Oakbrook Terrace, IL 60181January 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1 South 280 Summit Avenue Suite B-4, Oakbrook Terrace, IL 60181January 9, 1995 - December 31, 2003
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2022)
(1/24/2005)
(9/19/2006)
(10/8/2021)
(1/27/2025)
(1/3/2012)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.