Lucy J. Hurt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucy Jane Hurt, who also goes by Lucy Hurt, Lucy Thomas, was a registered financial professional .
Lucy is a previously registered financial professional and started their career in finance in 2008. Lucy had worked at 1 firm and has passed the SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2008 - April 5, 2019
LYSTER WATSON SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 3/19/2008
Corporate Securities Limited Representative ExaminationCurrent Firm
LYSTER WATSON SECURITIES, INC.
CRD#: 30210 / SEC#: , 8-44783
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
