Blair L. Keller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blair Lindsay Keller, who also goes by Blair L Keller, was a registered financial professional .
Blair is a previously registered financial professional and started their career in finance in 1995. Blair had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2017 - May 10, 2018
REVA CAPITAL MARKETS LLC
August 19, 2010 - June 15, 2015
MORGAN STANLEY & CO. LLC
October 5, 2006 - December 19, 2008
FAIRFIELD HEATHCLIFF CAPITAL LLC
September 22, 2003 - July 28, 2006
QUASAR DISTRIBUTORS, LLC
August 1, 1997 - April 2, 2002
GOLDMAN SACHS & CO. LLC
January 3, 1995 - July 21, 1997
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVA CAPITAL MARKETS LLC
CRD#: 105791 / SEC#: , 8-52985
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
