Dennis J. Devaney
Professional summary
Dennis John Devaney, who also goes by D. John Devaney, Dennis John Devaney, John Dennis Devaney, is a registered financial professional currently at UNITED CAPITAL MARKETS, INC. located in Miami, Florida.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1994. Dennis has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis John Devaney's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 1999 - Present
UNITED CAPITAL MARKETS, INC.
Office #1: 2665 S. Bayshore Dr. Phe1, Miami, FL 33133September 10, 1997 - March 16, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
June 27, 1995 - July 31, 1997
SUNCOAST CAPITAL GROUP, LTD.
November 21, 1994 - July 10, 1995
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2001)
(5/17/2006)
(10/2/2000)
(3/21/2006)
(3/22/2006)
(3/25/1999)
(3/3/2011)
(5/8/2006)
(1/6/2001)
(6/2/2006)
(6/8/2006)
(10/13/2000)
(10/10/2000)
(5/11/2006)
(4/6/2006)
(7/20/2004)
(5/26/2005)
(3/29/2006)
(12/3/2020)
(11/21/2000)
(4/27/2006)
(6/6/2001)
(2/18/2004)
(11/15/2000)
(3/30/2006)
(5/1/2006)
(5/2/2006)
(6/7/2001)
(3/23/1999)
(5/8/2006)
(4/12/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
UNITED CAPITAL MARKETS, INC.
CRD#: 40980 / SEC#: , 8-49253
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
UNITED CAPITAL MARKETS, INC.
CRD#: 40980Miami, FL 33133TRUST BUT VERIFY
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