Dennis John Devaney
Professional Summary
Dennis John Devaney, who also goes by D. John Devaney, Dennis John Devaney, John Dennis Devaney, is a registered financial advisor currently at UNITED CAPITAL MARKETS, INC. located in Miami, Florida. Dennis is registered as a RR (Registered Representative) and started their career in finance in 1994. Dennis has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
D. John Devaney, Dennis John Devaney, John Dennis Devaney
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
TRUSTCAP SECURITIES GROUP, INC. | UNITED CAPITAL MARKETS, INC.
Contact Information
Main Address
2665 S. Bayshore Dr. Phe 1, Miami, FL 33133Mailing Address
2665 S. Bayshore Dr. Phe 1, Miami, FL 33133Phone Number
(305) 365-0527Established
Florida since 03/19/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/22/2001)
(5/17/2006)
(10/2/2000)
(3/21/2006)
(3/22/2006)
(3/25/1999)
(3/3/2011)
(5/8/2006)
(1/6/2001)
(6/2/2006)
(6/8/2006)
(10/13/2000)
(10/10/2000)
(5/11/2006)
(4/6/2006)
(7/20/2004)
(5/26/2005)
(3/29/2006)
(12/3/2020)
(11/21/2000)
(4/27/2006)
(6/6/2001)
(2/18/2004)
(11/15/2000)
(3/30/2006)
(5/1/2006)
(5/2/2006)
(6/7/2001)
(3/23/1999)
(5/8/2006)
(4/12/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dennis John Devaney's CRS (Customer Relationship Summary).
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