Thomas P. Russo
Professional summary
Thomas Philip Russo, who also goes by Thomas Phillip Russo, Tom Russo, is a registered financial professional currently at INSTITUTIONAL SECURITIES CORPORATION located in Cortlandt, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 6 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Philip Russo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2015 - Present
INSTITUTIONAL SECURITIES CORPORATION
January 8, 2008 - April 14, 2015
RIDGEWAY & CONGER, INC.
September 29, 2004 - December 31, 2007
GUNNALLEN FINANCIAL, INC
November 5, 2001 - September 29, 2004
BISHOP, ROSEN & CO., INC.
August 20, 1996 - November 5, 2001
CROWN FINANCIAL GROUP, INC.
September 30, 1994 - September 11, 1996
WEINER ABRAMS & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2025)
(3/30/2015)
(10/13/2016)
(3/30/2015)
(3/30/2015)
(6/20/2017)
(9/30/2021)
(3/30/2015)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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