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MA

Michael C. Anderson

FOUR POINTS CAPITAL PARTNERS LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 2537243
MA

Professional summary

Michael Christopher Anderson, who also goes by Michael Christopher Anderson, Michael Vhristopher Anderson, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 12 firms and has passed the Series 63, Series 19, SIE, Series 57 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Christopher Anderson | Michael Vhristopher Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Christopher Anderson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2023 - Present

FOUR POINTS CAPITAL PARTNERS LLC

Office #1: 99 Park Avenue Suite 810, New York, NY 10016
BD
CRD#: 43149
New York, NY
Past

January 22, 2021 - October 28, 2021

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

May 12, 2020 - June 17, 2020

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY
Past

January 10, 2020 - June 11, 2020

QUATTRO M SECURITIES INC.

BD
CRD#: 39289
NEW YORK, NY
Past

May 6, 2019 - November 27, 2019

XTELLUS CAPITAL PARTNERS, INC.

BD
CRD#: 156048
NEW YORK, NY
Past

May 1, 2018 - October 16, 2018

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
New York, NY
Past

November 29, 2017 - April 30, 2018

ROSENBLATT SECURITIES INC.

BD
CRD#: 18377
NEW YORK, NY
Past

May 2, 2017 - December 12, 2017

DYNAMEX TRADING, LLC

BD
CRD#: 127434
NEW YORK, NY
Past

July 18, 2016 - September 1, 2016

LEK SECURITIES CORPORATION

BD
CRD#: 33135
NEW CITY, NY
Past

October 30, 2015 - April 29, 2016

KOYOTE TRADING LLC

BD
CRD#: 149672
NEW YORK, NY
Past

July 28, 2015 - October 30, 2015

CHURCHILL CAPITAL USA, INC.

BD
CRD#: 143278
NEW YORK, NY
Past

January 27, 1995 - November 22, 1995

S.G. WARBURG & CO. INC.

BD
CRD#: 1483
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/16/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/3/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 19
Date: 2/24/2020
NYSE Floor Clerk - Equities Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 3/22/2018
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/28/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FOUR POINTS CAPITAL PARTNERS LLC
AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Mailing Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Phone number
(212) 257-5240
Established
Texas since 07/23/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
5M HOLDINGS LLCMANAGING MEMBER
GRAY, JOHN CLARKECHIEF FINANCIAL OPERATIONS OFFICER / CFO1367440
MARTINO, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER2579146
MURPHY, GENE RYANCHIEF OPERATIONS OFFICER4739772
TOOKE, JEFFREY ACHIEF COMPLIANCE OFFICER, AMLCO5621579

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149New York, NY 10016

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