William M. Barber
Professional summary
William Mark Barber, who also goes by Mark Barber, was a registered financial professional .
William is registered as a RR (Registered Representative) and started their career in finance in 1994. William had worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2025 - Present
Office #1: 2200 Atlantic Street Suite 501, Stamford, CT 06902Office #2: 2200 Atlantic Street Suite 501, Stamford, CT 06902
February 10, 2016 - November 19, 2024
CDX ADVISORS
April 15, 2013 - January 12, 2016
US ARMA PARTNERS LP
November 29, 1997 - March 14, 2012
CITIGROUP GLOBAL MARKETS INC.
September 27, 1994 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 11/14/2025
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current firm
No current employment
Red Flags
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