Alan B. Mitchell
Professional summary
Alan Bryant Mitchell is a registered financial professional currently at FREDERICKS MICHAEL SECURITIES, INC. located in New York, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1994. Alan has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Bryant Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2020 - Present
FREDERICKS MICHAEL SECURITIES, INC.
Office #1: 430 Park Avenue 8th Floor, New York, NY 10022October 18, 2017 - November 17, 2019
FREDERICKS MICHAEL SECURITIES, INC.
March 30, 2005 - June 17, 2016
WELLS FARGO SECURITIES, LLC
December 9, 2003 - March 30, 2005
VIANT CAPITAL LLC
November 29, 1997 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
September 27, 1994 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
FREDERICKS MICHAEL SECURITIES, INC.
CRD#: 46725 / SEC#: , 8-51512
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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