Alan Bryant Mitchell
Professional Summary
Alan Bryant Mitchell is a registered financial advisor currently at FREDERICKS MICHAEL SECURITIES, INC. located in New York, New York. Alan is registered as a RR (Registered Representative) and started their career in finance in 1994. Alan has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
FM VENTURES, INC. | FREDERICKS MICHAEL SECURITIES, INC.
Contact Information
Main Address
430 Park Avenue 8th Floor, New York, NY 10022Mailing Address
430 Park Avenue 8th Floor, New York, NY 10022Phone Number
(212) 732-1600Established
New York since 05/17/1988Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alan Bryant Mitchell's CRS (Customer Relationship Summary).
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