Michael A. Scavullo

SOLEBURY ASSET MANAGEMENT LLC

Doylestown, PA

Some features on this profile are disabled

CRD#: 2537103

Professional summary

Michael Anthony Scavullo, who also goes by Mike Scavullo, is a registered financial advisor currently at SOLEBURY ASSET MANAGEMENT LLC located in Doylestown, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Doyleston, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Scavullo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SOLEBURY ASSET MANAGEMENT, LLC; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; UNAFFILIATED STATE REGISTERED RIA; MEMBER; 07/05/2018; APPX 40 HOURS/MONTH; APPX 40 HOURS/MONTH DURING TRADING; RIA__ (2) Fixed Insurance Business - Investment Related - Same address as registered branch - Insurance Sales - agent - 03/2019 - 4 hours/1 trading hour per month - Commissions for Insurance sales, service, and advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Scavullo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2019 - Present

SOLEBURY ASSET MANAGEMENT LLC

RIA

CRD#: 297811

Doylestown, PA

Current

March 15, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Doyleston, PA

Past

January 9, 2018 - March 22, 2019

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

Doylestown, PA

Past

October 16, 2015 - March 22, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Doylestown, PA

Past

September 1, 2015 - March 22, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

DOYLESTOWN, PA

Past

October 2, 2007 - November 13, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

DOYLESTOWN, PA

Past

April 26, 2001 - December 4, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

DOYLESTOWN, PA

Past

September 7, 1999 - May 10, 2001

CANTELLA & CO., INC.

CRD#: 13905

MALDEN, MA

Past

August 23, 1996 - September 8, 1999

W.J. NOLAN & COMPANY, INC.

CRD#: 16465

NEW YORK, NY

Past

November 18, 1994 - August 12, 1996

LANDMARK INTERNATIONAL EQUITIES

CRD#: 25098

WESTBURY, NY

Past

September 6, 1994 - November 4, 1994

SOUTH RICHMOND SECURITIES, INC.

CRD#: 14913

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(4/13/2022)

Florida
(1/5/2023)

Georgia
(2/22/2023)

Indiana
(6/11/2019)

IAR

New Jersey
(1/25/2019)

New Jersey
(3/15/2019)

IAR

New York
(10/6/2021)

New York
(2/22/2023)

IAR

Pennsylvania
(1/2/2019)

Pennsylvania
(3/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SOLEBURY ASSET MANAGEMENT LLC

CRD#: 297811 / SEC#:

Florida

Registered Investment Advisory firm - (4/13/2022 Approved)

New Jersey

Registered Investment Advisory firm - (1/25/2019 Approved)

New York

Registered Investment Advisory firm - (1/24/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/2/2019 Approved)

Texas

Registered Investment Advisory firm - (11/29/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Doylestown, PA

Mailing Address

Phone number

(215) 794-3393

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 67,787,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Scavullo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Scavullo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SUMMIT FINANCIAL GROUP INC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

CANTELLA & CO., INC.

W.J. NOLAN & COMPANY, INC.

LANDMARK INTERNATIONAL EQUITIES

SOUTH RICHMOND SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2007

Series 63

Date: 9/14/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/3/1994

Series 24

Date: 5/7/2002

FINRA

Current Firm

SOLEBURY ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOLEBURY ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

Similar Advisors