Monalisa R. Como
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monalisa Raass Como, who also goes by Monalisa R Dibba, Monalisa Raass Dibba, Monalisa T Raass, Monalisa Tupou Raass, was a registered financial professional .
Monalisa is a previously registered financial professional and started their career in finance in 1996. Monalisa had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2022 - September 23, 2022
ALL OF US SECURITIES LLC
October 8, 2021 - November 5, 2021
SECURRENCY SECURITIES INC.
July 25, 2016 - August 1, 2019
CAPITAL ONE INVESTING, LLC
January 4, 2010 - October 4, 2013
TD AMERITRADE CLEARING, INC.
December 22, 2008 - October 4, 2013
TD AMERITRADE, INC.
August 22, 2008 - October 28, 2008
OSAIC SERVICES, INC.
September 3, 2002 - May 20, 2008
E*TRADE CLEARING LLC
March 21, 1996 - September 3, 2002
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ALL OF US SECURITIES LLC
CRD#: 292163 / SEC#: , 8-70073
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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