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Craig B. Nelson
CETERA INVESTMENT ADVISERS LLC
Saint George, UT 84790
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CRD#: 2536023
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Professional summary
Craig Brimhall Nelson is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint George, Utah.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Craig has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Crag Financial Consulting LLC; Member; Crag Financial Consulting is the entity through which I report my income and activities as a financial advisor for Epic Private Wealth. It is used for tax purposes only.; Yes; 1; 1; 10/07/2019; 780 N. 2860 E. St. George UT 84790; This entity is for tax purposes only. I do not conduct any business under this entity nor do I use it as a dba. I hold no other duties in Crag Financial Consulting. 2) Epic Trust Investment Advisors, LLC dba Epic Private Wealth; Senior Wealth Advisor; I work for Epic Private Wealth. They are the financial planning and advising firm that will affiliate with Avantax.� Epic Private Wealth offers wealth management services including: Investment Management, Retirement Planning, Financial Planning, Advanced Tax Planning, Tax Preparation, Social Security planning, and retirement plan strategy and implementation.�; Yes; 160; 100; 07/25/2022; 780 N. 2860 E. St. George UT 84790; Financial planning for individual clients and families. Wealth management for individual clients and families. Acquisition of individuals and families for the purpose of provide investment planning and advice. 3) Epic Private Wealth (1); Senior Wealth Advisor; Epic Private Wealth is an independent RIA registered with the SEC. We will be dissolving this RIA within 90 days of our affiliation with Avantax.�; Yes; 1; 1; 07/25/2022; 780 N. 2860 E. Saint George UT 84790; Epic Private Wealth is a SEC registered investment advisory firm. We will be dissolving this RIA within 90 days of our affiliation with Avantax.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Brimhall Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 780 N. 2860 E., Saint George, UT 84790RIA
CRD#: 105644
Saint George, UT
Past
August 5, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Saint George, UT
Past
July 26, 2022 - August 4, 2025
EPIC PRIVATE WEALTH
RIA
CRD#: 281027
Washington, UT
Past
September 21, 2020 - September 20, 2022
TRANSITIONAL BROKER LLC
BD
CRD#: 304313
DRAPER, UT
Past
July 10, 2019 - September 20, 2022
LONE PEAK ADVISERS
RIA
CRD#: 296772
St George, UT
Past
March 13, 2019 - July 8, 2019
CREWE ADVISORS
RIA
CRD#: 173920
SALT LAKE CITY, UT
Past
January 12, 2012 - February 14, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST. GEORGE, UT
Past
January 12, 2012 - February 14, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
ST. GEORGE, UT
Past
April 24, 2008 - December 31, 2011
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
AMERICAN FORT, UT
Past
April 17, 2008 - December 31, 2011
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SALT LAKE CITY, UT
Past
August 1, 2002 - April 23, 2008
STONE HILL ADVISORY SERVICES INC.
RIA
CRD#: 123405
SALT LAKE CITY, UT
Past
May 30, 2002 - April 28, 2008
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SALT LAKE CITY, UT
Past
January 29, 2002 - April 28, 2008
OSAIC WEALTH, INC.
BD
CRD#: 23131
SALT LAKE CITY, UT
Past
September 8, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
September 8, 1994 - January 31, 2002
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
