HC
Hubert C. Crawford
EMPOWER ADVISORY GROUP
DIAMOND BAR, CA
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CRD#: 2535772
HC
Professional summary
Hubert Carlton Crawford, who also goes by Carl Crawford, Carlton Crawford, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Diamond Bar, California and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Hubert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Hubert has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carl Crawford | Carlton Crawford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Southwest Council Fly Fishers International; The council is a coordinating and support organization that collaborates with member Fly Fishing clubs across Southern California / Southern Nevada; 7933 Jellico Ave Northridge, CA 91325; Start Date 07/2016; Role/Title: Volunteer Director; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours] California State Polytechnic University Pomona, Alumni Association Board of Directors; Start Date 04/2018; Role/Title: Volunteer Director; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Hubert Carlton Crawford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
DIAMOND BAR, CA
Current
August 2, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
April 22, 2013 - July 21, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GLENDALE, CA
Past
May 4, 2009 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FONTANA, CA
Past
May 1, 2009 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PASADENA, CA
Past
March 27, 2006 - May 13, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BREA, CA
Past
March 9, 2006 - May 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BREA, CA
Past
December 14, 1994 - January 10, 2006
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/2/2022)
RR
Alaska(8/2/2022)
RR
Arizona(8/2/2022)
RR
Arkansas(8/2/2022)
RR
California(8/2/2022)
IAR
California(10/26/2022)
RR
Connecticut(8/2/2022)
RR
Delaware(8/2/2022)
RR
Georgia(8/2/2022)
RR
Hawaii(8/2/2022)
RR
Idaho(8/2/2022)
RR
Illinois(8/2/2022)
RR
Indiana(8/2/2022)
RR
Iowa(8/2/2022)
RR
Kansas(8/2/2022)
RR
Kentucky(8/2/2022)
RR
Maine(8/2/2022)
RR
Massachusetts(8/2/2022)
RR
Michigan(8/2/2022)
RR
Minnesota(8/2/2022)
RR
Mississippi(8/2/2022)
RR
Missouri(8/2/2022)
RR
Montana(8/2/2022)
RR
Nebraska(8/2/2022)
RR
Nevada(8/2/2022)
RR
New Hampshire(8/2/2022)
RR
New Jersey(8/2/2022)
RR
New Mexico(8/2/2022)
RR
New York(8/2/2022)
RR
North Carolina(8/2/2022)
RR
North Dakota(8/2/2022)
RR
Oklahoma(8/2/2022)
RR
Oregon(8/2/2022)
RR
Pennsylvania(8/2/2022)
RR
Rhode Island(8/2/2022)
RR
South Carolina(8/2/2022)
RR
South Dakota(8/2/2022)
RR
Tennessee(8/2/2022)
RR
Texas(8/2/2022)
RR
Utah(8/2/2022)
RR
Vermont(8/2/2022)
RR
Virginia(8/2/2022)
RR
Washington(8/2/2022)
RR
West Virginia(8/2/2022)
RR
Wisconsin(8/2/2022)
RR
Wyoming(8/2/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
