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Thomas Paul Galullo

Thomas P. Galullo

CETERA INVESTMENT ADVISERS
Indianapolis, IN 46260
Some features on this profile are disabled
CRD#: 2535291
Thomas Paul Galullo

Professional summary

Thomas Paul Galullo, CFP®, ChFC®, who also goes by Tom Galullo, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA WEALTH SERVICES, LLC located in Indianapolis, Indiana.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tom Galullo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Paul Galullo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

ChFC®

Chartered Financial Consultant

Experience

Current

February 6, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 9011 N. Meridian St Suite 125, Indianapolis, IN 46260
RIA
CRD#: 105644
Indianapolis, IN
Current

February 6, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 9011 N. Meridian St. Suite 125, Indianapolis, IN 46260
BD
CRD#: 13572
INDIANAPOLIS, IN
Past

October 4, 2019 - February 12, 2026

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Indianapolis, IN
Past

October 4, 2019 - February 12, 2026

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Indianapolis, IN
Past

March 9, 2009 - October 10, 2019

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
INDIANAPOLIS, IN
Past

March 2, 2009 - October 10, 2019

FSC SECURITIES CORPORATION

BD
CRD#: 7461
INDIANAPOLIS, IN
Past

February 14, 2003 - March 9, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
INDIANAPOLIS, IN
Past

November 18, 2002 - March 9, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
INDIANAPOLIS, IN
Past

October 23, 2000 - November 25, 2002

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
INDIANAPOLIS, IN
Past

January 11, 1999 - September 16, 2010

SBC WEALTH MANAGEMENT

RIA
CRD#: 122433
INDIANAPOLIS, IN
Past

July 26, 1996 - November 25, 2002

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

August 17, 1995 - August 6, 1996

BERKSHIRE EQUITY SALES, INC.

BD
CRD#: 87
PITTSFIELD, MA
Past

October 13, 1994 - July 28, 1995

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/6/2026)
RR
California
(3/2/2026)
RR
Connecticut
(2/6/2026)
RR
Florida
(2/6/2026)
RR
Georgia
(2/6/2026)
RR
Illinois
(2/6/2026)
RR
Indiana
(2/6/2026)
IAR
Indiana
(2/6/2026)
RR
Kentucky
(2/6/2026)
RR
Michigan
(2/6/2026)
RR
Nevada
(2/6/2026)
RR
Ohio
(2/6/2026)
RR
South Carolina
(3/2/2026)
RR
Virginia
(2/6/2026)
RR
Washington
(2/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/21/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/12/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/4/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/10/2002
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Indianapolis, IN 46260

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