Karin M. Muelken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karin Marie Muelken, who also goes by Karin Marie Good, Karin Good, was a registered financial professional .
Karin is a previously registered financial professional and started their career in finance in 1995. Karin had worked at 6 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2013 - October 1, 2013
W.J. BRADLEY FINANCIAL SERVICES, LLC
August 3, 2000 - April 7, 2003
E*TRADE GLOBAL ASSET MANAGEMENT, INC.
October 1, 1999 - February 3, 2000
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 11, 1997 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
January 3, 1995 - September 5, 1995
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
W.J. BRADLEY FINANCIAL SERVICES, LLC
CRD#: 115966 / SEC#: , 8-53523
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
