Manu Walia (nmn)
Professional summary
Manu Walia (nmn), who also goes by Manu Walia, is a registered financial advisor currently at CONTINUUM GLOBAL ASSET MANAGEMENT, LLC located in Santa Clarita, California.
Manu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Manu has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 52, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Manu Walia (nmn)'s CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2005 - Present
CONTINUUM GLOBAL ASSET MANAGEMENT, LLC
February 5, 2002 - November 15, 2005
CHARLES SCHWAB & CO., INC.
June 1, 1998 - December 13, 2000
CHARLES SCHWAB & CO., INC.
September 18, 1996 - May 8, 1998
MORGAN STANLEY DW INC.
December 8, 1994 - June 15, 1995
AMERIPRISE ADVISOR SERVICES, INC.
August 31, 1994 - January 25, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/28/2005)
Exams
Current Firm
CONTINUUM GLOBAL ASSET MANAGEMENT, LLC
CRD#: 135248 / SEC#: 801-69461
Contact information
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 54,800,000 |
Red Flags
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