Natalie L. Fisk

EMPOWER ADVISORY GROUP

Chicago, IL

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CRD#: 2534754

Professional summary

Natalie Lynn Fisk, who also goes by Natalie Lynn Fisk, Natalie Fisk, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Chicago, Illinois and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Natalie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Natalie has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Natalie Lynn Fisk | Natalie Fisk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NATALIE FISK/LOTUS FLOWER. START DATE 1986. HAIR AND MAKEUP ARTIST. TIME INVOLVED NON DURING TRADING HOURS, INCOME EARNED $0.00.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalie Lynn Fisk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2025 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Chicago, IL

Current

June 10, 2025 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

August 27, 2024 - May 12, 2025

HUNTINGTON SECURITIES, INC.

CRD#: 2261

CHICAGO, IL

Past

January 11, 2022 - May 24, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CHICAGO, IL

Past

July 7, 2021 - May 24, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

November 6, 2009 - April 9, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

CHICAGO, IL

Past

August 24, 2009 - April 9, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

CHICAGO, IL

Past

March 17, 2009 - June 25, 2009

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

November 21, 2003 - December 11, 2008

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

October 24, 2002 - March 14, 2003

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

February 22, 2000 - July 29, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

February 9, 1999 - December 31, 1999

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

April 7, 1997 - July 2, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/10/2025)

Alaska
(6/10/2025)

Arizona
(6/10/2025)

Arkansas
(6/10/2025)

California
(6/10/2025)

Connecticut
(6/10/2025)

Delaware
(6/10/2025)

Georgia
(6/10/2025)

Hawaii
(6/10/2025)

Idaho
(6/10/2025)

Illinois
(6/10/2025)

IAR

Illinois
(6/10/2025)

Indiana
(6/10/2025)

Iowa
(6/10/2025)

Kansas
(6/10/2025)

Kentucky
(6/10/2025)

Maine
(6/10/2025)

Massachusetts
(6/10/2025)

Michigan
(6/10/2025)

Minnesota
(6/10/2025)

Mississippi
(6/10/2025)

Missouri
(6/10/2025)

Montana
(6/10/2025)

Nebraska
(6/10/2025)

Nevada
(6/10/2025)

New Hampshire
(6/10/2025)

New Jersey
(6/10/2025)

New Mexico
(6/10/2025)

New York
(6/10/2025)

North Carolina
(6/10/2025)

North Dakota
(6/10/2025)

Oklahoma
(6/10/2025)

Oregon
(6/10/2025)

Pennsylvania
(6/10/2025)

Rhode Island
(6/10/2025)

South Carolina
(6/10/2025)

South Dakota
(6/10/2025)

Tennessee
(6/10/2025)

Texas
(6/10/2025)

Utah
(6/10/2025)

Vermont
(6/10/2025)

Virginia
(6/10/2025)

Washington
(6/10/2025)

West Virginia
(6/10/2025)

Wisconsin
(6/10/2025)

Wyoming
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/30/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/4/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Natalie L. Fisk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalie Lynn Fisk's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

HUNTINGTON SECURITIES, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

MESIROW FINANCIAL, INC.

WILLIAM BLAIR

CALAMOS FINANCIAL SERVICES LLC

BANC ONE SECURITIES CORPORATION

BOFA DISTRIBUTORS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2009

Series 63

Date: 4/26/1996

SIE

Date: 10/1/2018

Series 31

Date: 4/30/1997

Series 7

Date: 4/4/1997

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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