Mark A. Zagotti
Professional summary
Mark Antonio Zagotti, who also goes by Mark Zagotti, is a registered financial advisor currently at NEXT GEN ADVISORS, LLC located in New York, New York and CATHAY SECURITIES, INC. located in New York, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Antonio Zagotti's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2023 - Present
NEXT GEN ADVISORS, LLC
Office #1: 40 Wall Street, New York, NY 10005March 6, 2023 - Present
CATHAY SECURITIES, INC.
Office #1: 40 Wall Street Suite-3600, New York, NY 10005Office #2: 40 Wall Street Suite 3600, New York, NY 10005February 25, 2009 - September 9, 2022
EQUITABLE ADVISORS, LLC
April 1, 2005 - September 9, 2022
EQUITABLE ADVISORS, LLC
December 4, 2001 - March 7, 2005
MML INVESTORS SERVICES, LLC
March 14, 2000 - September 10, 2001
NEBRASKA HUDSON COMPANY, INC.
December 20, 1999 - March 13, 2000
J.P. TURNER & COMPANY, L.L.C.
July 8, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
September 18, 1996 - November 26, 1999
CONTINENTAL BROKER-DEALER CORP.
May 6, 1996 - September 18, 1996
PRESTON LANGLEY ASSET MANAGEMENT, INC.
September 26, 1994 - May 14, 1996
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2024)
(7/2/2024)
(3/10/2023)
(3/7/2023)
(10/4/2023)
Exams
Series 52TO
Date: 3/6/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/20/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
NEXT GEN ADVISORS, LLC
CRD#: 326144 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 7,000,000 |
Red Flags
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