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FIRM PROFILE
Overview
CATHAY SECURITIES, INC. is located at 40 Wall Street Suite 3600, New York, NY 10005 and was first established at New York, New York in 11/02/1987. After operating for 38 years, CATHAY SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CATHAY SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CATHAY SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CATHAY SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CATHAY SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CATHAY SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CATHAY SECURITIES, INC. Comes From
Understanding the Statistics for CATHAY SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
40 Wall Street Suite 3600, New York, NY 10005
40 Wall Street Suite 3600, New York, NY 10005
Small
(212) 285-2261
New York since 11/02/1987
Corporation
December
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Advisor's working at CATHAY SECURITIES, INC.
Xiaoyu Nmn Li
Mark Antonio Zagotti
Qinglan Wu
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