Gary N. Holland

HOLLAND INVESTMENT MANAGEMENT

FORT WORTH, TX 76116

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CRD#: 2533248

Professional summary

Gary Neal Holland is a registered financial advisor currently at HOLLAND INVESTMENT MANAGEMENT, INC. located in Fort Worth, Texas.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gary has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Neal Holland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2011 - Present

HOLLAND INVESTMENT MANAGEMENT, INC.

Office #1: 4415 Tamworth Road, Fort Worth, TX 76116

RIA

CRD#: 159060

FORT WORTH, TX

Past

March 31, 2009 - October 24, 2011

WWK WEALTH ADVISORS

RIA

CRD#: 146832

FORT WORTH, TX

Past

February 13, 2004 - July 7, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

FT. WORTH, TX

Past

February 13, 2004 - December 31, 2011

LPL FINANCIAL LLC

CRD#: 6413

FT. WORTH, TX

Past

October 11, 1994 - March 5, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DALLAS, TX

Past

October 4, 1994 - March 5, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/8/2014)

IAR

Texas
(10/19/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/3/1994

General Securities Representative Examination

Current Firm

HOLLAND INVESTMENT MANAGEMENT, INC.

HOLLAND INVESTMENT MANAGEMENT, INC. | PRIDE FINANCIAL ADVISORS

CRD#: 159060 / SEC#: 801-72764

RIA

Registered Investment Advisory firm - (8/16/2012 Terminated)

California

Registered Investment Advisory firm - (7/21/2021 Terminated)

Florida

Registered Investment Advisory firm - (5/8/2014 Approved)

Texas

Registered Investment Advisory firm - (8/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4415 Tamworth Road, Fort Worth, TX 76116

Mailing Address

Phone number

(817) 698-9800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 54,319,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Gary N. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Neal Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLAND INVESTMENT MANAGEMENT, INC.

WWK WEALTH ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/1994

Series 63

Date: 10/10/1994

Series 7

Date: 10/3/1994

Current Firm

HOLLAND INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLLAND INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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