Jamel Thomas
Professional summary
Jamel Thomas is a registered financial professional currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in Iselin, New Jersey.
Jamel is registered as a RR (Registered Representative) and started their career in finance in 2000. Jamel has worked at 8 firms and has passed the Series 99TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jamel Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2026 - Present
CREDIT AGRICOLE SECURITIES (USA) INC.
Office #1: 200 Wood Avenue South 1st Floor, Iselin, NJ 08830August 12, 2019 - December 24, 2021
BNP PARIBAS SECURITIES CORP.
July 31, 2018 - August 1, 2019
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
September 9, 2016 - August 2, 2018
JEFFERIES LLC
September 4, 2014 - June 9, 2016
BMO CAPITAL MARKETS CORP.
June 25, 2012 - October 8, 2013
NATWEST MARKETS SECURITIES INC.
August 2, 2000 - December 31, 2002
CITICORP SECURITIES SERVICES, INC.
July 18, 2000 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/15/2024
Operations Professional ExaminationFINRA
Current Firm
CREDIT AGRICOLE SECURITIES (USA) INC.
CRD#: 190 / SEC#: , 8-13753
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI") | SHAREHOLDER | |
| ARNAL, CELINE | DIRECTOR | 7247072 |
| GEROLD, MARIA TERESA | CFO | 5967881 |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | DIRECTOR | 7817148 |
| KURZ, WILLIAM FRANK | MEMBER OF THE BOARD OF DIRECTORS AND COO | 7602164 |
| PUBLIE, STEPHANE | INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 |
| ZAFAR, KASHIF | MANAGING DIRECTOR | 2666642 |
Disclosures
| Regulatory Event | 18 |
Red Flags
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