John C. Moynihan

WATERSTONE WEALTH ADVISORS

Somerset, NJ

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CRD#: 2533085

Professional summary

John Christopher Moynihan, CFP®, who also goes by Christopher John Moynihan, is a registered financial advisor currently at WATERSTONE WEALTH ADVISORS, LLC located in Somerset, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Biography

At Waterstone Wealth Advisors we are committed to enriching the lives of our clients by providing stewardship for their wealth in all of its dimensions. By partnering to build and maintain a holistic financial environment Waterstone clients are better able to fully enjoy each aspect of their wealth. We strive to provide the understanding and empowerment that comes from working with a trusted advisor.

Question & Answer

What are your service offerings?

Retirement Planning

Employee and Employer Plan Ben...

Insurance Planning

Investment Planning

Retirement Income Management

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

AUM

Baby Boomers

Business Owners

College/Education Planning

Corporate Executives

Entrepreneurs

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Christopher John Moynihan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Moynihan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

April 27, 2006 - Present

WATERSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 139265

Somerset, NJ

Past

July 30, 2002 - April 27, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SOMERSET, NJ

Past

December 12, 1995 - April 27, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 12, 1995 - April 27, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SOMERSET, NJ

Past

September 15, 1994 - January 26, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATERSTONE WEALTH ADVISORS, LLC

CRD#: 139265 / SEC#: 801-113302

RIA

Registered Investment Advisory firm - (5/29/2018 Approved)

Florida

Registered Investment Advisory firm - (6/1/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/27/2006)

IAR

Texas
(4/27/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/28/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WATERSTONE WEALTH ADVISORS, LLC

CRD#: 139265 / SEC#: 801-113302

RIA

Registered Investment Advisory firm - (5/29/2018 Approved)

Florida

Registered Investment Advisory firm - (6/1/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2018 Terminated)

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Contact information

Main Address

Somerset, NJ

Mailing Address

P.o. Box 5370, Somerset, NJ 08875

Phone number

(732) 873-0433

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	434
AUM (Assets Under Management)	$ 150,049,330

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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John C. Moynihan

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Moynihan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

WATERSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1999

Series 7

Date: 12/28/1995

Series 6

Date: 9/14/1994

Current Firm

WATERSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATERSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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