Richard K. Hirayama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Kunio Hirayama, who also goes by Dick Kunio Hirayama, Dickey Kunio Hirayama, Dickie Kunio Hirayama, Dicky Kunio Hirayama, Richard Hirayama, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2008 - July 29, 2016
HIRAYAMA INVESTMENTS, LLC
May 6, 2003 - July 29, 2016
WHV INVESTMENTS, INC.
April 8, 1994 - August 29, 2002
WHV INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
HIRAYAMA INVESTMENTS, LLC
CRD#: 147816 / SEC#: 801-69407
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
