DS
David C. Sellers
HERSHEY FINANCIAL ADVISERS
Jefferson City, TN 37760
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CRD#: 2532660
DS
Professional summary
David Charles Sellers, who also goes by David C Sellers, is a registered financial advisor currently at HERSHEY FINANCIAL ADVISERS, LLC located in Jefferson City, Tennessee.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David C Sellers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVID & LINDA SELLERS FAMILY FARM - 252 ANDREA LANE, JEFFERSON CITY, TN 37760 - SOLE PROP - OWNER/OPERATOR -START DT:3/21/70 - 1HR/MO TRADE HRS - CO-OWNED AND OPERATOR OF FAMILY FARM. BEEF CATTLE OPERATION. - NON-INVESTMENT RELATED
2. LIFE INSURANCE SALES - 222 E. BROADWAY BLVD., SUITE 202, JEFFERSON CITY, TN 37760 - 10/1994 START DATE - NIR - REGISTERED INVESTMENT ADVISOR THAT RECOMMENDS AND SALES FIXED LIFE INSURANCE TO CLIENTS, WHO REQUEST IT. - REVIEW THE CLIENT NEED FOR THE REQUESTED INSURANCE AND RECOMMENDS THE BEST PRODUCT TO MEET THE CLIENT NEED - N/A BUSINESS TYPE - 1 HR/MO DURING TRADING
CRS (Client Relationship Summary) - RIA
Click below to view David Charles Sellers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2017 - Present
HERSHEY FINANCIAL ADVISERS, LLC
Office #1: 222 E. Broadway Suite #202, Jefferson City, TN 37760RIA
CRD#: 149907
Jefferson City, TN
Past
March 6, 2015 - April 28, 2017
JD POWERS FINANCIAL SERVICES, INC.
RIA
CRD#: 142966
KNOXVILLE, TN
Past
August 3, 2006 - May 2, 2017
DAVID C. SELLERS FINANCIAL SERVICES, INC.
RIA
CRD#: 140981
JEFFERSON CITY, TN
Past
March 29, 2004 - January 12, 2007
SSN ADVISORY, INC.
RIA
CRD#: 126090
JEFFERSON CITY, TN
Past
February 27, 1997 - February 1, 2017
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
JEFFERSON CITY, TN
Past
January 31, 1997 - February 26, 1997
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 6, 1995 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
October 13, 1994 - January 6, 1995
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERSHEY FINANCIAL ADVISERS, LLC
HERSHEY FINANCIAL ADVISERS, LLC | HERSHEY FINNANCIAL ADVISERS, LLC
CRD#: 149907 / SEC#: 801-128090
RIA
Registered Investment Advisory firm - (6/8/2023 Approved)Florida
Registered Investment Advisory firm - (3/22/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2024 Terminated)North Carolina
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (3/22/2024 Terminated)Texas
Registered Investment Advisory firm - (3/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(5/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HF
HERSHEY FINANCIAL ADVISERS, LLC
HERSHEY FINANCIAL ADVISERS, LLC | HERSHEY FINNANCIAL ADVISERS, LLC
CRD#: 149907 / SEC#: 801-128090
RIA
Registered Investment Advisory firm - (6/8/2023 Approved)Florida
Registered Investment Advisory firm - (3/22/2024 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2024 Terminated)North Carolina
Registered Investment Advisory firm - (3/25/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (3/22/2024 Terminated)Texas
Registered Investment Advisory firm - (3/22/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 North Pointe Blvd Suite 300, Lancaster, PA 17601
Mailing Address
Phone number
(717) 295-8888
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 991 |
| AUM (Assets Under Management) | $ 139,268,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
