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EB

Edward F. Buitenwert

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CRD#: 2532120
EB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward F Buitenwert was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 2000. Edward had worked at 1 firm and has passed the Series 28 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2000 - August 28, 2015

ADVANCED ASSET TRADING, INC

BD
CRD#: 37044
MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 28
Date: 12/28/1999
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

AA
ADVANCED ASSET TRADING, INC
ADVANCED ASSET TRADING, INC | STRATEGIC ASSET CONSULTING | BROOKFIELD WUNDERLICH INC. | BROOKFIELD GRACE INC. | BROOKFIELD CAPITAL CORPORATION | ADVANCED ASSET TRADING, INC.

CRD#: 37044 / SEC#: , 8-47554

BD
Terminated by SEC on 09/07/2015
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Contact information

Main Address
370 St Andrews Fairway, Memphis, TN 38111
Mailing Address
Phone number
Established
Tennessee since 08/04/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
STRATEGIC ASSET CONSULTING, INC.OWNER
BUITENWERT, EDWARD FFINANCIAL OPERATIONS PRINCIPAL, CHIEF FINANCIAL OFFICER2532120
EBERLE, JOSEPH IIICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER1685607

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVANCED ASSET TRADING, INC

CRD#: 37044

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