Robert J. Hurkmans

ODDO BHF NEW YORK

New York, NY 10022

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CRD#: 2532101

Professional summary

Robert Joseph Hurkmans is a registered financial professional currently at ODDO BHF NEW YORK CORPORATION located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

ODDO BHF NEW YORK CORPORATION

Office #1: 150 East 52nd Street 5th Floor, New York, NY 10022

CRD#: 45104

New York, NY

Past

May 24, 2010 - November 1, 2021

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

September 18, 2009 - May 24, 2010

COMMERZBANK CAPITAL MARKETS CORP.

CRD#: 21787

NEW YORK, NY

Past

December 17, 1996 - November 19, 2009

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

August 6, 1996 - December 17, 1996

KLEINWORT BENSON NORTH AMERICA INC.

CRD#: 5087

Past

September 13, 1994 - December 17, 1996

DRESDNER SECURITIES (USA) INC.

CRD#: 1993

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/1/2021)

Exams

State Security Law Exam

Series 63

Date: 10/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ODDO BHF NEW YORK CORPORATION

ODDO BHF NEW YORK CORPORATION | ODDO SECURITIES CORPORATION | ODDO NEW YORK CORPORATION

CRD#: 45104 / SEC#: , 8-50975

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

150 East 52nd Street 5th Floor, New York, NY 10022

Mailing Address

150 East 52nd Street 5th Floor, New York, NY 10022

Phone number

(646) 723-7405

Established

New York since 06/02/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A.	SHAREHOLDER
ARRIVE, MAGALI	DIRECTOR	8081629
CHARBIT, GREGOIRE	DIRECTOR	4707061
DESMARAIS, MATTHIAS	DIRECTOR	8084250
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
GLYNN, MICHAEL GERARD	FINOP/PFO	3219445
HARRIS, MITCHELL EVAN	CHAIRMAN	4359464
OUAHNIA, OLIVIER	DIRECTOR	7346334
ROGER, LOUIS-PAUL	CHIEF COMPLIANCE OFFICER	5066620
ROGER, LOUIS-PAUL	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	5066620
ZAHN, CHRISTIAN	DIRECTOR	8081471

Disclosures

Regulatory Event

Red Flags

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Robert J. Hurkmans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Joseph Hurkmans's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMERZ MARKETS LLC

COMMERZBANK CAPITAL MARKETS CORP.

COMMERZ MARKETS LLC

KLEINWORT BENSON NORTH AMERICA INC.

DRESDNER SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/1994

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/11/1994

Series 24

Date: 9/29/2009

FINRA

Current Firm

ODDO BHF NEW YORK CORPORATION

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ODDO BHF NEW YORK CORPORATION

TRUST BUT VERIFY

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