Kevin J. Ashworth

DELARME WEALTH MANAGEMENT

PALOS VERDES ESTATES, CA 90274

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CRD#: 2531835

Professional summary

Kevin Jon Ashworth, who also goes by Kevin Ashworth, is a registered financial advisor currently at DELARME WEALTH MANAGEMENT, INC. located in Palos Verdes Estates, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kevin has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Ashworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EPWA Inc. investment-related 21535 Hawthorne Blvd., Suite 400, Torrance, CA 90503 RIA Shareholder 12/31/2004 0 hours per month 0 hours during trading passive ownership

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Jon Ashworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2025 - Present

DELARME WEALTH MANAGEMENT, INC.

Office #1: 2550 Via Tejon Suite 3a, Palos Verdes Estates, CA 90274

RIA

CRD#: 328372

PALOS VERDES ESTATES, CA

Past

August 26, 2009 - March 13, 2024

EP WEALTH ADVISORS

RIA

CRD#: 111147

TORRANCE, CA

Past

September 29, 1994 - August 8, 1995

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELARME WEALTH MANAGEMENT, INC.

CRD#: 328372 / SEC#: 801-128936

RIA

Registered Investment Advisory firm - (10/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/28/1994

General Securities Representative Examination

Current Firm

DELARME WEALTH MANAGEMENT, INC.

CRD#: 328372 / SEC#: 801-128936

RIA

Registered Investment Advisory firm - (10/24/2023 Approved)

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Contact information

Main Address

2550 Via Tejon Suite 3a, Palos Verdes Estates, CA 90274

Mailing Address

Phone number

(424) 250-1725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-05-27 DELARME WEALTH MANAGEMENT FORM ADV PART 2A (5/27/2025)

Regulatory assets under management

Total Number of Accounts	399
AUM (Assets Under Management)	$ 169,472,046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin J. Ashworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Jon Ashworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELARME WEALTH MANAGEMENT, INC.

EP WEALTH ADVISORS

WELLS FARGO SECURITIES INC.

Primary Firm SEC Registration

DELARME WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/1994

Series 7

Date: 9/28/1994

Current Firm

DELARME WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELARME WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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