Sunny I. Yoon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sunny Il-jin Yoon, who also goes by Sunny Iljim Yoon, Sunny Iljin Yoon, was a registered financial professional .
Sunny is a previously registered financial professional and started their career in finance in 1994. Sunny had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2005 - August 14, 2008
MAYBANK SECURITIES USA INC.
June 27, 2000 - February 7, 2005
SHINHAN SECURITIES AMERICA, INC.
October 17, 1995 - March 21, 1997
DEUTSCHE BANK SECURITIES INC.
January 3, 1995 - September 11, 1995
SBC WARBURG, INC.
October 27, 1994 - January 3, 1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAYBANK SECURITIES USA INC.
CRD#: 27861 / SEC#: , 8-43264
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
