Luciano Di Norcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luciano Di Norcia, who also goes by Luciano Dinorcia, was a registered financial professional .
Luciano is a previously registered financial professional and started their career in finance in 2007. Luciano had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2018 - May 11, 2018
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 21, 2016 - June 2, 2016
BNP PARIBAS SECURITIES CORP.
March 14, 2012 - June 2, 2016
BNP PARIBAS PRIME BROKERAGE, INC.
November 10, 2008 - March 5, 2012
BNP PARIBAS SECURITIES CORP.
August 27, 2007 - November 4, 2008
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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