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Andrew S. Dobler
TRUIST INVESTMENT SERVICES
Richmond, VA 23224
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CRD#: 2531569
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Professional summary
Andrew Scott Dobler, who also goes by Drew Dobler, is a registered financial professional currently at TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 7 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Drew Dobler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Scott Dobler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23224BD
CRD#: 17499
Richmond, VA
Past
February 23, 2021 - June 29, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
July 26, 2004 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
July 1, 2003 - June 18, 2004
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 2, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
January 26, 1996 - April 24, 1997
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
October 7, 1994 - February 16, 1996
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/22/2021)
RR
Alaska(2/22/2021)
RR
Arizona(2/22/2021)
RR
Arkansas(2/22/2021)
RR
California(2/22/2021)
RR
Colorado(2/22/2021)
RR
Connecticut(2/22/2021)
RR
Delaware(2/22/2021)
RR
District of Columbia(2/22/2021)
RR
Florida(2/22/2021)
RR
Georgia(2/22/2021)
RR
Hawaii(2/22/2021)
RR
Idaho(2/22/2021)
RR
Illinois(2/22/2021)
RR
Indiana(2/22/2021)
RR
Iowa(2/22/2021)
RR
Kansas(2/22/2021)
RR
Kentucky(2/22/2021)
RR
Louisiana(2/22/2021)
RR
Maine(2/22/2021)
RR
Maryland(2/22/2021)
RR
Massachusetts(2/22/2021)
RR
Michigan(2/22/2021)
RR
Minnesota(2/22/2021)
RR
Mississippi(2/22/2021)
RR
Missouri(2/22/2021)
RR
Montana(2/22/2021)
RR
Nebraska(2/22/2021)
RR
Nevada(2/22/2021)
RR
New Hampshire(2/22/2021)
RR
New Jersey(2/22/2021)
RR
New Mexico(2/22/2021)
RR
New York(2/22/2021)
RR
North Carolina(2/22/2021)
RR
North Dakota(2/22/2021)
RR
Ohio(2/22/2021)
RR
Oklahoma(2/22/2021)
RR
Oregon(2/22/2021)
RR
Pennsylvania(2/22/2021)
RR
Puerto Rico(2/22/2021)
RR
Rhode Island(2/22/2021)
RR
South Carolina(2/22/2021)
RR
South Dakota(2/22/2021)
RR
Tennessee(2/22/2021)
RR
Texas(2/22/2021)
RR
Utah(2/22/2021)
RR
Vermont(2/22/2021)
RR
Virgin Islands(2/22/2021)
RR
Virginia(2/17/2021)
RR
Washington(2/22/2021)
RR
West Virginia(2/22/2021)
RR
Wisconsin(2/22/2021)
RR
Wyoming(2/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/1/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TRUIST INVESTMENT SERVICES, INC.
ALEXANDER KEY | TRUIST INVESTMENT SERVICES, INC. | SUNTRUST SECURITIES, INC. | SUNTRUST SECURITIES INC | SUNTRUST INVESTMENT SERVICES, INC. | SUNTRUST BROKERAGE SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
303 Peachtree Street Suntrust Garden Offices Suite 140, Atlanta, GA 30303
Mailing Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Phone number
(800) 874-4770
Established
Georgia since 11/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499Richmond, VA 23224TRUST BUT VERIFY
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