Gigi K. Szekely
Professional summary
Gigi Klara Szekely, who also goes by Gigi Klara Szekely, Gigi Klara Szekely-hugo, Gigi Szekely, is a registered financial professional currently at STONEX FINANCIAL INC. located in Miami, Florida and STONEX SECURITIES INC. located in Miami, Florida.
Gigi is registered as a RR (Registered Representative) and started their career in finance in 1996. Gigi has worked at 12 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gigi Klara Szekely's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2020 - Present
STONEX FINANCIAL INC.
Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131January 7, 2020 - Present
STONEX SECURITIES INC.
Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131September 4, 2025 - Present
R.J. O'BRIEN SECURITIES, LLC
Office #1: 222 South Riverside Plaza, Suite 1200, Chicago, IL 60606January 8, 2026 - Present
STONEX INTERNATIONAL SECURITIES INC.
Office #1: 1221 Brickell Avenue Suite 200, Miami, FL 33131October 12, 2022 - December 31, 2024
STONEX OUTSOURCED SERVICES LLC
July 14, 2016 - January 12, 2017
CLARK SECURITIES, INC.
June 1, 2016 - January 21, 2020
NEWPORT GROUP SECURITIES, INC.
October 29, 2004 - September 23, 2014
EATON VANCE DISTRIBUTORS, INC.
April 1, 2003 - June 27, 2003
SCUDDER FINANCIAL SERVICES, INC.
February 11, 2003 - October 21, 2004
DEAM INVESTOR SERVICES, INC.
February 11, 2003 - October 21, 2004
DWS DISTRIBUTORS, INC.
April 4, 2000 - December 21, 2001
DWS DISTRIBUTORS, INC.
May 11, 1999 - December 21, 2001
DEAM INVESTOR SERVICES, INC.
February 16, 1996 - April 20, 1999
MELLON FUNDS DISTRIBUTOR, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
(1/7/2020)
(1/7/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX INTERNATIONAL SECURITIES INC.
CRD#: 146667 / SEC#: , 8-67840
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| CARTER, JAY WILSON | DIRECTOR | 2412541 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR | 4976402 |
| NEALON, TIFFANY | CHIEF COMPLIANCE OFFICER: AML COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE: PRINCIPAL OPERATING OFFICER | 4858359 |
| PORZIO, JOSEPH JOHN | CFO/PFO/FINOP | 1319702 |
| SHAFFER, ROGER L | DIRECTOR | 1921270 |
| VIDAURRI, EVERARDO | DIRECTOR, CEO, ROSFP, EXECUTIVE REP | 2340353 |
Red Flags
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Company Information
STONEX INTERNATIONAL SECURITIES INC.
CRD#: 146667Miami, FL 33131TRUST BUT VERIFY
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