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MC

Michael A. Cooney

BLUE SAND SECURITIES LLC
NAPLES, FL
Some features on this profile are disabled
CRD#: 2530742
MC

Professional summary


Michael Anthony Cooney is a registered financial professional currently at BLUE SAND SECURITIES LLC located in Naples, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Anthony Cooney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2007 - Present

BLUE SAND SECURITIES LLC

BD
CRD#: 142976
NAPLES, FL
Past

April 2, 2004 - May 23, 2007

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

July 1, 2003 - December 31, 2004

BLUE SAND CAPITAL, LLC

RIA
CRD#: 125327
HAIKU, HI
Past

March 14, 2003 - April 6, 2004

INVESTORS RESOURCES GROUP, INC.

BD
CRD#: 45752
VACAVILLE, CA
Past

May 10, 2002 - March 14, 2003

ROUND HILL SECURITIES, INC.

BD
CRD#: 35223
ALAMO, CA
Past

August 26, 1994 - June 12, 1997

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/5/2007)
RR
Connecticut
(8/29/2007)
RR
Florida
(4/12/2012)
RR
Hawaii
(6/26/2007)
RR
Illinois
(11/8/2007)
RR
Indiana
(1/7/2015)
RR
Maine
(4/22/2024)
RR
Massachusetts
(11/8/2007)
RR
Michigan
(1/7/2015)
RR
New Hampshire
(1/7/2015)
RR
New Jersey
(7/27/2007)
RR
New York
(6/14/2007)
RR
Ohio
(1/8/2015)
RR
Oregon
(6/13/2007)
RR
Pennsylvania
(1/7/2015)
RR
Tennessee
(1/7/2015)
RR
Texas
(11/8/2007)
RR
Vermont
(10/14/2021)
RR
Washington
(11/8/2007)
RR
West Virginia
(1/7/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/22/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BLUE SAND SECURITIES LLC
BLUE SAND SECURITIES LLC | BSC SECURITIES LLC

CRD#: 142976 / SEC#: , 8-67514

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
4034 Glenridge Street, Kensignton, MD 20895
Mailing Address
4034 Glenridge Street, Kensington, MD 20895
Phone number
(212) 810-4321
Established
Delaware since 08/31/2006
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BLUE SAND CAPITAL LLCSOLE OWNER
COONEY, MICHAEL ANTHONYMANAGING MEMBER; GENERAL SECURITIES PRINCIPAL2530742
CROTTY, SHANNON ROSECHIEF COMPLIANCE OFFICER4607010
HELLER, JEFFREY PHILIPCHIEF FINANCIAL OFFICER; FINANCIAL AND OPERATIONAL PRINCIPAL3139370

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLUE SAND SECURITIES LLC

CRD#: 142976Naples, FL

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