RW
Ronald C. Whited
WEALTHTRAK ADVISORS
VIRGINIA BEACH, VA 23452
Some features on this profile are disabled
CRD#: 2530579
RW
Professional summary
Ronald Christopher Whited, who also goes by Chris Whited, is a registered financial advisor currently at WEALTHTRAK ADVISORS located in Virginia Beach, Virginia and PURSHE KAPLAN STERLING INVESTMENTS located in Virginia Beach, Virginia.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Ronald has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Whited
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEALTHTRAK ADVISORS, LLC IS THE DBA FOR WEALTHTRAK CAPITAL MANAGEMENT, LLC. RIA. INVESTMENT RELATED. AT REGISTERED LOCATION. MANAGING PARTNER. 08/1994. 160 HRS/MO. 2) INSURANCE AGENT. FIXED INSURANCE BUISNESS. VARIOUS CARRIERS. SELL INSURANCE PRODUCTS. 3) WEALTHTRAK INSURANCE SERVICES, LLC; INVESTMENT RELATED; AT REGISTERED LOCATION; WEALTHTRAK INSURANCE SERVICES, LLC; PRESIDENT/OWNER; 7/2018; 10 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES HOURS; PRODUCER AND OVERSEE GENERAL OPERATIONS
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Christopher Whited's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2012 - Present
WEALTHTRAK ADVISORS
Office #1: 272 Bendix Road Suite 130, Virginia Beach, VA 23452RIA
CRD#: 160057
VIRGINIA BEACH, VA
Current
July 29, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 272 Bendix Road Suite 130, Virginia Beach, VA 23452BD
CRD#: 35747
Virginia Beach, VA
Past
May 30, 2008 - August 1, 2014
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
VIRGINIA BEACH, VA
Past
January 3, 2007 - March 29, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CHESAPEAKE, VA
Past
February 6, 1995 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
CHESAPEAKE, VA
Past
August 23, 1994 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESAPEAKE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHTRAK ADVISORS
WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT
CRD#: 160057 / SEC#: 801-123640
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Florida
Registered Investment Advisory firm - (4/11/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/11/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/12/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/3/2024)
RR
Delaware(7/29/2014)
RR
Florida(7/29/2014)
RR
Indiana(7/29/2014)
RR
Maryland(7/29/2014)
RR
North Carolina(7/29/2014)
RR
South Carolina(10/3/2024)
IAR
Texas(1/25/2012)
IAR
Virginia(4/2/2012)
RR
Virginia(7/29/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTHTRAK ADVISORS
WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT
CRD#: 160057 / SEC#: 801-123640
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Florida
Registered Investment Advisory firm - (4/11/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/11/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/12/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
272 Bendix Road Suite 130, Virginia Beach, VA 23452
Mailing Address
Phone number
(757) 523-1250
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 714 |
| AUM (Assets Under Management) | $ 164,611,682 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
