MA
Mark A. Atchity
CABIN ADVISORS
Overland Park, KS 66223
Some features on this profile are disabled
CRD#: 2530342
MA
Professional summary
Mark Aaron Atchity is a registered financial advisor currently at CABIN ADVISORS, LLC located in Overland Park, Kansas and JCC CAPITAL MARKETS, LLC located in Pasadena, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 55, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JCC Capital Markets, LLC. 30011 Ivy Glen Dr. #220 Laguna Niguel CA. CEO, Since August 2012, Investment Banking, Mergers and Acquisitions, Private Placements Cabin Securities Inc. Overland Park, KS. Since September 2013, Investment related, Chief Compliance Officer, Private placements of securities. Valley Pointe, LLC Member since September 2020. Investment Related. All securities and investment activity supervised through Cabin Securities, Inc. Cabin Advisors LLC, Since 1/2020 Managing Partner Overland Park KS Investment Related, Registered Investment Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Mark Aaron Atchity's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2022 - Present
CABIN ADVISORS, LLC
Office #1: 6240 W. 135th Street Suite 214, Overland Park, KS 66223RIA
CRD#: 312547
Overland Park, KS
Current
August 16, 2012 - Present
JCC CAPITAL MARKETS, LLC
Office #1: 141 S. Lake Street Suite 102, Pasadena, CA 91101BD
CRD#: 146776
Pasadena, CA
Current
September 16, 2013 - Present
CABIN SECURITIES, INC.
Office #1: 30011 Ivy Glenn Drive #220, Laguna Niguel, CA 92677BD
CRD#: 137608
Laguna Niguel, CA
Past
October 7, 2013 - February 8, 2016
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
CARLSBAD, CA
Past
February 23, 2010 - April 19, 2010
CABIN SECURITIES, INC.
BD
CRD#: 137608
IRVINE, CA
Past
September 8, 2009 - July 31, 2012
TNP SECURITIES, LLC
BD
CRD#: 149178
IRVINE, CA
Past
January 9, 2009 - August 25, 2009
CABIN SECURITIES, INC.
BD
CRD#: 137608
OVERLAND PARK, KS
Past
October 1, 2003 - November 23, 2005
FIRST SECURITIES USA, INC.
BD
CRD#: 39986
IRVINE, CA
Past
October 20, 1995 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA
Past
July 9, 1995 - August 3, 1995
ROTH CAPITAL PARTNERS, LLC
BD
CRD#: 15407
NEWPORT BEACH, CA
Past
March 7, 1995 - July 20, 1995
TEXAS CAPITAL SECURITIES, INC.
BD
CRD#: 25564
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CABIN ADVISORS, LLC
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
RIA
Registered Investment Advisory firm - (5/29/2025 Approved)Arizona
Registered Investment Advisory firm - (5/30/2025 Terminated)California
Registered Investment Advisory firm - (6/29/2025 Terminated)Indiana
Registered Investment Advisory firm - (6/2/2025 Terminated)Iowa
Registered Investment Advisory firm - (6/3/2025 Terminated)Kansas
Registered Investment Advisory firm - (5/30/2025 Terminated)Tennessee
Registered Investment Advisory firm - (5/30/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/27/2018)
RR
Alaska(2/8/2024)
RR
Arizona(10/1/2020)
RR
Arkansas(1/31/2018)
RR
California(8/29/2012)
IAR
California(7/6/2022)
RR
Colorado(4/14/2014)
RR
Connecticut(4/23/2014)
RR
Delaware(2/12/2018)
RR
District of Columbia(9/3/2015)
RR
Florida(4/22/2014)
RR
Georgia(4/2/2014)
RR
Hawaii(5/12/2014)
RR
Idaho(9/28/2020)
RR
Illinois(4/29/2014)
RR
Indiana(9/18/2014)
IAR
Indiana(5/3/2023)
RR
Iowa(4/2/2014)
IAR
Iowa(4/4/2025)
RR
Kansas(3/27/2014)
IAR
Kansas(7/2/2022)
RR
Kentucky(1/29/2018)
RR
Louisiana(9/8/2014)
RR
Maine(8/27/2015)
RR
Maryland(4/21/2014)
RR
Massachusetts(4/24/2014)
RR
Michigan(4/17/2014)
RR
Minnesota(4/10/2014)
RR
Mississippi(1/24/2018)
RR
Missouri(4/22/2014)
RR
Montana(2/8/2024)
RR
Nebraska(4/22/2014)
RR
Nevada(2/9/2024)
RR
New Hampshire(8/25/2014)
RR
New Jersey(5/2/2014)
RR
New Mexico(9/2/2015)
RR
New York(4/7/2014)
RR
North Carolina(9/24/2021)
RR
North Dakota(2/8/2024)
RR
Ohio(4/22/2014)
RR
Oklahoma(1/30/2018)
RR
Oregon(11/25/2020)
RR
Pennsylvania(4/3/2014)
RR
Rhode Island(1/24/2018)
RR
South Carolina(4/14/2014)
RR
South Dakota(12/12/2017)
RR
Tennessee(4/17/2014)
RR
Texas(8/16/2012)
IAR
Texas(5/29/2025)
RR
Utah(6/24/2014)
RR
Vermont(2/6/2018)
RR
Virginia(10/30/2019)
RR
Washington(6/24/2014)
RR
West Virginia(9/18/2014)
RR
Wisconsin(1/30/2018)
RR
Wyoming(2/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/4/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CABIN ADVISORS, LLC
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
RIA
Registered Investment Advisory firm - (5/29/2025 Approved)Arizona
Registered Investment Advisory firm - (5/30/2025 Terminated)California
Registered Investment Advisory firm - (6/29/2025 Terminated)Indiana
Registered Investment Advisory firm - (6/2/2025 Terminated)Iowa
Registered Investment Advisory firm - (6/3/2025 Terminated)Kansas
Registered Investment Advisory firm - (5/30/2025 Terminated)Tennessee
Registered Investment Advisory firm - (5/30/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6240 W. 135th Street Suite 214, Overland Park, KS 66223
Mailing Address
Phone number
(913) 933-3351
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (34 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 561 |
| AUM (Assets Under Management) | $ 133,637,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
