Michael P. Sobel
Professional summary
Michael Philip Sobel, who also goes by Michael P Sobel, is a registered financial professional currently at SCENIC ADVISEMENT located in San Francisco, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 79, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Philip Sobel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2014 - Present
SCENIC ADVISEMENT
Office #1: 915 Battery Street 1st Floor, San Francisco, CA, 94111Office #2: 915 Battery Street 1st Floor, San Francisco, CA, 94111December 12, 2017 - August 8, 2021
SCENIC ADVISEMENT
September 20, 2013 - September 10, 2014
EMERSON EQUITY LLC
March 6, 2013 - June 6, 2013
BLACKROCK EXECUTION SERVICES
December 19, 2012 - March 6, 2013
BLACKROCK INVESTMENTS, LLC
May 24, 2001 - January 15, 2013
BLACKROCK EXECUTION SERVICES
January 29, 1998 - June 4, 1999
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2014)
(8/20/2014)
(9/29/2014)
(10/6/2014)
(11/3/2014)
(10/15/2014)
(10/24/2014)
(11/3/2014)
(10/10/2014)
(9/17/2014)
(11/6/2014)
(9/15/2014)
(9/25/2014)
(9/10/2014)
(10/16/2014)
(12/13/2017)
(9/9/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/19/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
SCENIC ADVISEMENT
CRD#: 169716 / SEC#: 801-110830, 8-69383
Contact information
FINRA licenses (17 States and Territories)
Red Flags
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