AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JB

Jon H. Byun

NORTHERN EDGE CAPITAL ADVISORS
NEW YORK, NY 10017
CRD#: 2529567
Some features on this profile are disabled
JB
Jon Hong ByunNORTHERN EDGE CAPITAL ADVISORS

Professional summary


Jon Hong Byun is a registered financial professional currently at NORTHERN EDGE CAPITAL ADVISORS LLC located in New York, New York.

Jon is registered as a RR (Registered Representative) and started their career in finance in 1995. Jon has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jon Hong Byun's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 23, 2014 - Present

NORTHERN EDGE CAPITAL ADVISORS LLC

Office #1: 747 3rd Ave Fl.27, New York, NY 10017Office #2: 747 Third Ave. 27th Floor, New York, NY 10017
BD
CRD#: 151615
NEW YORK, NY
Past

June 4, 2010 - January 15, 2014

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

September 14, 2009 - May 4, 2010

WATERFORD CAPITAL, INC.

BD
CRD#: 21687
ADDISON, TX
Past

May 29, 2007 - May 4, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

October 4, 2004 - May 7, 2007

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 2, 1998 - October 24, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 10, 1997 - January 8, 1998

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

March 3, 1995 - August 19, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/23/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 11/20/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


NE
NORTHERN EDGE CAPITAL ADVISORS LLC
BCMS CAPITAL ADVISORS LLC | NORTHERN EDGE CAPITAL ADVISORS LLC

CRD#: 151615 / SEC#: , 8-68386

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
747 Third Ave. 27th Floor, New York, NY 10017
Mailing Address
747 Third Ave. 27th Floor, New York, NY 10017
Phone number
(212) 520-8290
Established
New York since 08/14/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
NORTHERN EDGE ADVISORS LLCSOLE MEMBER
DAITZ, PAUL B.CEO2388366
GEORGE, KENNETH RONALDCFO, FINOP2643369
GOLDSMITH, ROBERT SIMEONCCO, PRESIDENT5716296

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTHERN EDGE CAPITAL ADVISORS LLC

CRD#: 151615New York, NY 10017

TRUST BUT VERIFY

Monitor Jon Byun

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.