James J. Shanahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James John Shanahan JR, who also goes by James John Shanahan, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 3 firms and has passed the Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2010 - January 30, 2014
JAMES E. COFFEY SECURITIES, INC.
December 8, 2005 - January 27, 2010
HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.
October 19, 1998 - October 26, 2005
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 11/10/1999
NYSE Trading Assistant ExaminationCurrent Firm
JAMES E. COFFEY SECURITIES, INC.
CRD#: 141393 / SEC#: , 8-67383
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
